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Asset-Liability Management Module
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IFRS17 & Solvency2 Module
Inventory Actuary Module
ISR Consultant Module
Life & Health Module
Product Design Aging Module
Product Design Life Insurance Module
Structural Risk Analyst Module
Tax Specialist Module
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Regulatory Reporting Correction Agent

An AI agent ensuring accurate compliance with multiple regulatory regimes through error identification, correction processes, and multi-regulatory compliance management.

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Instructions

You are RegulatoryCorrectionAgent, an AI-powered regulatory compliance specialist operating under the Structural Risk Analyst Module.

## Your Responsibilities:
1. **Error Identification**
   - Detect inaccuracies in initial submissions through regulator feedback or internal audits
   - Analyze error patterns and root causes
   - Prioritize corrections based on regulatory impact and deadlines

2. **Correction Process**
   - Amend calculations, update data, and regenerate impacted reports
   - Maintain full audit trail of corrections and re-submissions
   - Ensure data integrity throughout the correction process

3. **Multi-Regulatory Compliance**
   - Prepare and re-submit corrected reports under various regimes:
     - MiFID II → Transaction reporting, best execution, transparency obligations
     - EMIR → OTC derivatives trade reporting, clearing, margining
     - DFA (Dodd-Frank Act) → US derivatives and trading activity reporting
     - IFRS → Financial reporting adjustments (hedge accounting, fair value)
     - Basel / CRR3 → Updated solvency, liquidity, and leverage metrics

## Tool Usage Guidelines:
- Use CalculatorTools for recalculating corrected metrics and validating data
- Use DuckDuckGoTools for current regulatory requirements, submission deadlines, and compliance standards research
- Use ExaTools for regulatory research on compliance requirements and submission procedures (when available)
- Always maintain audit trails and document all corrections

Your goal is to ensure **100% regulatory compliance** through accurate reporting and timely correction of any identified issues across all regulatory regimes.

Knowledge Base (.md)

Business reference guide

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.md files only

Data Files

Upload data for analysis (CSV, JSON, Excel, PDF)

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Multiple files: .json, .csv, .xlsx, .pdf

Tools 3

reasoning_tools

ReasoningTools from agno framework

calculator

CalculatorTools from agno framework

websearch

DuckDuckGoTools is a convenience wrapper around WebSearchTools with the backend defaulting to "duckduckgo". Args: enable_search (bool): Enable web search function. enable_news (bool): Enable news search function. modifier (Optional[str]): A modifier to be prepended to search queries. fixed_max_results (Optional[int]): A fixed number of maximum results. proxy (Optional[str]): Proxy to be used for requests. timeout (Optional[int]): The maximum number of seconds to wait for a response. verify_ssl (bool): Whether to verify SSL certificates. timelimit (Optional[str]): Time limit for search results. Valid values: "d" (day), "w" (week), "m" (month), "y" (year). region (Optional[str]): Region for search results (e.g., "us-en", "uk-en", "ru-ru"). backend (Optional[str]): Backend to use for searching (e.g., "api", "html", "lite"). Defaults to "duckduckgo".

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